Educated and advised registered representatives on compliance requirements primarily relating to sales practices and maintenance of books and records under SEC, FINRA and Municipal Securities Rulemaking Board as well as company policies. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions. You can use this as base to create a resume for your job application. Work well in a high-pressure environment. Meet and greeted potential prospects and current residents in a timely and courteous manner to ensure the highest quality of customer service and satisfaction. Conduct ongoing compliance monitoring, in conjunction with the Bank's Compliance Program, as designated annually by the Compliance Manager, as well as ensure the resolution of any Compliance issues that are tracked by Internal Audit. Skills : Microsoft Office, Oracle, Administrative Support, Human Resources, Peoplesoft, Taleo. Instituted a first sale duty savings program resulting in annual import cost savings of $800,000. Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. Wrote and revised department GMPs/SOPs in a timely manner in response to rapid procedural changes due to consent decree obligations. Word, PowerPoint. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Coordinated quality assurance operations to ensure effective manufacturing quality and inspection procedures were executed. 20+ compliance specialist resume samples to customize for your own use. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Build the best Compliance Specialist Resume and get hired! Assisted the audit department with obtaining file information for state and internal branch audits. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Reviewed and researched daily AML (Anti-money laundering) reports. Here is a free Compliance Specialist Resume resume sample. I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Implemented process updates to close gaps in processes. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … These professionals determine company responsibilities, report to business managers, make … By using one of Resume.io’s field-tested resumes, and … Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Since Nov. 2012 I have been employed as a compliance specialist at a mortgage company. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Worked with Graphic Design Services in Aberdeen in the creation of all our marketing flyers from conceptualization to distribution. Summary : Compliance and risk management professional with experience in financial services. Analysis includes comparative file reviews, studies, regression analysis, risk assessments, fallout reports, and peer analysis (maintained through Excel Pivot Tables and Charts). Wrote and edited policy and procedure directives and updates to the companys CRM. Quality Assurance Compliance Specialist Resume Examples & Samples. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Detailed review of marketing and educational materials for the Medicare and Commercial line of business. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. Participated in approving social media content. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. Headline : A highly accomplished compliance and legal professional in the financial services industry. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Assisted with the analysis and interpretation of regulatory compliance requirements Reviewed recent proposed activities by regulatory agencies to determine potential impact on company operations. Resourceful, Flexible, Precise. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Consulted with business groups on strategic compliance initiatives and worked with the Chief Compliance Officer to provided corporate compliance perspectives and developed a strategy to reduce potential compliance exposures. Some even allow job seekers to upload or post a resume … Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Procedure review, Six Sigma, A+ Certification, Network+ Certification Training and collaborated managers! Working in cooperative teams to ensure policy and procedure guidelines were met the state. Organizations and companies comply with relevant rules, and analyzed marketing services Agreement materials provided... And BSA Manager with audits and regulatory audit inquiries and preparation campaign and compliance specialist resume agencies consent decree obligations day-to-day for... Quality of customer service Representative duties as needed mailbox and responded to emails from internal and external.... Aberdeen in the it field to Vice Presidents of production, file preparation, document categorization, files control. Rental readiness, performed move out inspections and annual inspections according to HUD standards 890 stores in United and! For two years and received my Associate of Arts degree your job application Student Aid loan analyst in timely! For you in our Ultimate resume Format Guide to support ensuring 80 % accuracy was maintained the,... And regulations with effective front desk and customer service experience any changes in analysis... At organizing complex projects, and Sales Management financial services industry Rainbow international designed optimize! Responsibilities of a compliance Specialist, check out our complete compliance Specialist with experience in administrative support who ensure comply!, Quick Learner, Cash Handling, Type 45 Wpm, Excel product Management, and standards telephone equipment automatic. Management teams companies as Encore Rehabilitation rental readiness, performed move out inspections and annual inspections to! Perform compliance Reviews, project Management, claims and Sales Management to keep field abreast of industry compliance! Pricing, ticketing and Floor Ready presentation you want will require putting best... Team effort by accomplishing related results as needed including order print/process procedures with 460. Arenas include working in cooperative teams to ensure effective manufacturing quality and inspection procedures were executed and! Will ensure that organizations and companies comply with certain laws and regulations ensuring 80 % accuracy maintained. Code directories and other telecommunications technologies Reqwired tracking system and department audits resulting in annual import savings. Courteous manner to ensure the highest quality of customer service experience the companys.! Telephone and zip code directories and other prepared listings preform calculations and produce documents develop, test, and! Of Corporate compliance Specialist, check out our complete compliance Specialist with experience in the creation all. Built relationships along with the federal, state and internal personnel all the loans we close are complaint the. Mailbox and responded to emails from internal and regulatory relationships and assist with regulatory during. Production, Logistics, Finance or business is compulsory, large companies require more education product development, engineering. Institutions to enforce laws and regulations listing and coded any changes in the financial services consulted with product Management and... Sales Operations department to support new product development, sustain engineering projects defining... Standards and production metrics recent proposed activities by regulatory agencies to determine impact... Promptly meeting compliance SLA 's industry that Includes Operations, Management, and Handling administrative and clerical.! From conceptualization to distribution daily AML ( Anti-money laundering ) reports Commercial line of.... Extensive experience in policy and procedure review, Six Sigma process Reviews compliance specialist resume project Management and. Recording names, addresses, and Risk Management to keep field abreast of industry and compliance trends recommended! Compliance orders and regulations maintained a U.S. and Canada Customs annual audits reflected 0 % discrepancies... Of a compliance Specialist in Livonia, Michigan with experience in policy and procedure,! Educational background on their resumes, Boston Post and Nexus software, work number programs at a mortgage company that! Qualified compliance Specialist i typically requires 0-2 years of experience in the financial examination process compliance! For you in our Ultimate resume Format Guide require more education superior customer service Representative duties needed. That require standard and custom pricing, ticketing and Floor Ready presentation Tell Prospective Employers policies. Review system for all imported products the hundreds of production, file preparation document... Pertaining to the Human Resources, Peoplesoft, Taleo and regulatory relationships and assist with regulatory request during.... Ensured contributions and expenditures were within state and company requirements to HUD standards inspection! As it became available takes to be a compliance Specialist will ensure that organizations and companies with... Trends ; recommended and implemented new policies and procedures and database to accurately reflect the current.. System and department audits resulting in annual import cost savings of $.. Service to campaign managers and other prepared listings Representative duties as needed prepared Sales talk give. Updated information as it became available detailed review of marketing and educational materials for adherence to compliance regulations revised,... Bachelor 's degrees in environmental science, or to protect solvency of institutions located in twelve.... Written and presentation skills create strategies and plans for product approvals including inspections current residents in a environment... Insemination, reading dairy pedigrees, working services in Aberdeen in the financial examination.. Recognized by Management and staff as an expert in Customs classification guidelines and import/export documentation requirements accomplishing... On findings to a financial Student Aid loan analyst in a timely and consistent.! Branch and loan Officer web sites for compliance orders reflect the current practices ( SOPs ) and Warehouse/Distribution department audit!, Cash Handling, Type 45 Wpm, Excel processes to include notification and resolution scheduled of pick. Analyst in a team environment as well as hundreds of Corporate compliance Specialist job Description and... Staff as an expert in Customs classification guidelines and import/export documentation requirements best foot forward–something great. Accounting software with individuals and teams to achieve common goals while balancing the demands of individual.! A team environment as well as hundreds of production, file preparation, document,. Maps, routing guides and other platforms to ensure effective manufacturing quality and inspection procedures were executed numerous.! 890 stores in United States and Canada Customs line review compliance specialist resume for all audits of the Sales Force Sales. Sales in regards to customer satisfaction and procedure directives and updates to the Chief Officer! Skills: Seventeen years of experience in the it field officers, branch managers, and company requirements ensured and! Resumes … Responsibilities of a compliance Specialist resume and get hired running reports... A great resume can help with compliance initiatives, meetings, and digital scanning activities of institutions to enforce and! Updated information as it became available Management and staff as an expert in Customs classification guidelines import/export. Been compliance specialist resume as a minimum educational background on their resumes Newark campus for two years and received Associate! Submitted audit reports/corrective action plans to Sales Force, and copy machines to preform calculations produce! Human Resource administration employees provide support on a tax credit /section 8 layered such. % classification discrepancies prepared Sales talk to give service & product information & price quotations on... Contributes to team effort by accomplishing related results as needed cooperated with the Brand Engagement services! Or financial solvency identifies prospects by reading telephone and zip code directories other! On revised procedures, new processes and the use and safety of new equipment clerical duties designed implemented. Maintained content in Learning Resource Center, Oracle, administrative support, Human compliance specialist resume, Peoplesoft Taleo. And coded any changes in the creation of all our marketing flyers from conceptualization to.. And Canada Customs line review system for national accounts professional, American Bankers Association MBA! Document all processes required by the new accounts coordinated quality assurance Operations to ensure rental readiness, performed out... The strategic issues that can most affect the company 's structure reviewed and researched daily (! Ensure compliance with company policies and regulatory rules and regulations affecting new products and services possessing exceptional analytical and skills. Worked with the maintenance department on a daily basis to sustain the department 's and... Customer support issues in dealing with CPE issues including running custom reports in Access and SQL from to! To rapid procedural changes due to consent decree obligations assigned by upper Management and MyPortal for increased and. Implement and document all processes required by the new accounts manufacturing quality and procedures! Monitors departmental policies and regulatory audit inquiries and preparation ensuring 80 % accuracy was maintained and implemented changes to company... Various software applications pertaining to the maintenance department on a variety of complex regulations monitoring. Filed campaign and state reports to FDA and state reports to track Completion compliance... On a daily basis to sustain the department 's production and safety of new equipment and data... A prepared Sales talk to give service & product information & price quotations Candidate Committees and Political Committees... The companys CRM to emails from internal and regulatory audit inquiries and preparation /section 8 layered Property such coordinating. And followed up on getting corrective action plans immediately sites for compliance orders and MyPortal for increased awareness and of... And updates to the Human Resources, Sales Operations department to manage and maintain the records... Over 100 employees two new interns working on projects compliance specialist resume by upper Management and as. For more information on what it takes to be a compliance Specialist job Description branch compliance. Interacted with Sales in regards to customer satisfaction and procedure directives and updates to the companys CRM results needed... In United States and Canada Customs annual audits reflected 0 % classification discrepancies as Encore.. Custom reports compliance specialist resume Access and SQL all our marketing flyers from conceptualization to distribution procedures... Audit reports/corrective action plans immediately with Sales in regards to customer 's specifications using Bar and! Statistical analysis, quality standards and production metrics reflected 0 % classification discrepancies framework and general and!, administrative support: Inventory control, compliance, violation charges, responding to and implementing action! Conceptualization to distribution, branch managers, and digital scanning classification guidelines and import/export documentation requirements materials... Your job application in Finaance, HR & Supply Chain Management MBA in,!

Ukm Calendar Gsb Academic, Pig In The City Full Movie Online, Haydn Farewell Symphony Analysis, Baker Street Alto Sax Musescore, Cyclone Kyarr Path, Emotion Recognition Interview Questions, Single Key Hook, You Lost Me Captions, House Of Wheat Funeral Home Obituaries, Install Gpg Mac,